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Howard Marks Portfolio: All Stocks & Buys/Sells

Every US stock position Oaktree Capital Management reported in its most recent mandatory SEC filing — weightings, plus the buys and sells against the prior quarter.

As of Q2 2026 · reported on SEC Form 13F

Portfolio at a glance

Portfolio value ?Total market value of every reported position on the quarter's reporting date, in US dollars.
$7.21B
Positions ?Number of distinct securities in the filing. Names reported on several lines are merged into one position.
145
Top 10 share ?Share of the reported portfolio held in the ten largest positions. The higher it is, the more concentrated the bets.
54.6%
Reporting period ?The quarter the filing covers. Managers have up to 45 days after the reporting date to file.
Q2 2026
Portfolio vs. S&P 500 (4.8 yr) ?Cumulative return of the replicated portfolio and of the S&P 500 over the calculated window. The sentence below states the gap between the two in percentage points — the plain difference between the two percentages. Replicated means: the reported stock weights at each quarterly reporting date, carried forward to the next one.
+125.0% vs. +62.1%

That puts the replication 62.9 percentage points ahead of the S&P 500.

How this figure is built — and what it is not

This is NOT the fund's return. It is the return of a portfolio you would hold if you rebuilt the reported US stock basket at every quarterly reporting date, using the reported weights, and held it until the next one. Prices include dividends and the quarters are chained; the S&P 500 runs on the same basis. Whatever a 13F leaves out is missing here too: cash, short positions, bonds and everything outside the US. Options are deliberately excluded — a filing carries them at the value of the underlying shares, which would distort every weight. Between two filings a manager trades, and a quarterly replication cannot see those moves.

Calculated window: Q2 2021 to Q1 2026, in 18 quarterly steps.

This window differs from the usual five years: Oaktree Capital Management last filed for Q1 2026. Without a newer filing there is no weighting to carry forward, so the calculation ends there. The S&P 500 comparison covers exactly the same period.

What these numbers show — and what they don't

The source is SEC Form 13F, the disclosure institutional investment managers must file with the U.S. Securities and Exchange Commission (SEC). It covers long positions in US-listed securities — stocks, plus exchange-traded options and convertible notes, an option being carried at the value of the underlying shares. Cash, short positions, ordinary bonds and holdings outside the US never appear. Filings are quarterly and land up to 45 days after the reporting date, so these figures are an official but delayed and partial view — not a live portfolio.

Why the portfolio value looks bigger than it is

About 26% of the reported value sits in options. On a 13F an option is carried at the value of the underlying shares, not at what the manager paid for it. The stated portfolio value therefore runs well above the actual capital at risk. Affected rows are flagged as put or call options in the table below.

Buys and sells this quarter

Comparing the Q2 2026 filing against Q1 2026.

New positions

SPY Put option
1,355,000 new
SE
635,443 new
VSAT
630,280 new
MMYT
983,068 new
MATW
1,925,992 new
VC Put option
400,000 new
ENOVIS CORP
39,207,000 new
QMCO
2,011,678 new
SGRY
862,588 new
WORKIVA INC
14,970,000 new
ETSY INC
11,974,000 new
STARWOOD PROPERTY TRUST INC
11,894,933 new
BTDR Call option
750,000 new
CLOUDFLARE INC
8,050,000 new
FRESHPET INC
7,913,000 new

and 25 more

Added to

QQQN Put option
570,000 → 885,000
TDS
4,292,243 → 5,282,905
CORZ Call option
3,500,000 → 5,000,000
B
2,624,859 → 3,206,087
OAKTREE SPECIALTY LENDING CORP
1,852,456 → 7,872,199
PEBBLEBROOK HOTEL TRUST
57,736,000 → 63,534,000
BIOMARIN PHARMACEUTICAL INC
55,985,000 → 64,025,000
SEA LTD
47,886,000 → 62,567,000
ETSY INC
61,196,000 → 66,836,000
LILAK
5,748,780 → 7,559,083
ENPHASE ENERGY INC
56,620,000 → 61,820,000
DEXCOM INC
40,423,000 → 61,148,000
BLCO
3,382,739 → 3,441,042
MARRIOTT VACATIONS WORLDWIDE CORP
52,119,000 → 56,893,000
DRAFTKINGS INC
44,355,000 → 58,501,000

and 36 more

Trimmed

TRMD
23,839,575 → 20,329,874
GTX
14,594,816 → 7,594,816
ANGLOGOLD ASHANTI PLC
3,223,092 → 3,179,092
INDV
6,984,102 → 6,127,212
CORZ
9,350,708 → 4,993,708
ITUB
12,188,995 → 11,977,665
FCX
1,220,122 → 1,201,122
RIOT PLATFORMS INC
79,664,000 → 26,000,000
XP
3,172,009 → 3,116,809
TAC
6,415,253 → 3,000,000
ERJ
447,606 → 439,706
USM
724,444 → 696,858
SHAZ
1,000,000 → 289,456
SPECTRUM BRANDS HOLDINGS INC
26,126,000 → 23,452,000
TX
582,924 → 572,324

and 18 more

Sold out

XOP Put option
was 1,000,000
PBR
was 6,089,413
JETBLUE AIRWAYS CORP
was 95,093,000
NOK
was 11,200,308
CBL
was 2,153,717
AMERICAN WATER CAPITAL CORP
was 55,921,000
COINBASE GLOBAL INC
was 52,633,000
CRDO
was 539,000
TLNE Call option
was 150,000
OKTA INC
was 46,973,000
Q2 HOLDINGS INC
was 41,053,000
BLOCK INC
was 37,779,000
PROGRESS SOFTWARE CORP
was 36,154,000
ECVT
was 2,393,791
CRACKER BARREL OLD COUNTRY STORE INC
was 26,175,000

and 27 more

Every position in the portfolio

Scrolls sideways. Linked tickers lead to our own stock page for that company.

Every position in the portfolio
# Ticker Company Value Weight Shares Shares vs. prior quarter
1 SPY STATE STREET CORP Put option $1.01B 14.04% 1,355,000 new
2 QQQN INVESCO QQQ TRUST SERIES 1 Put option $651.7M 9.04% 885,000 +55.3%
3 TRMD TORM PLC $524.3M 7.28% 20,329,874 -14.7%
4 CHK EXPAND ENERGY CORP $477.6M 6.63% 5,237,477 unchanged
5 GTX GARRETT MOTION INC $275.2M 3.82% 7,594,816 -48.0%
6 ANGLOGOLD ASHANTI PLC $257.2M 3.57% 3,179,092 -1.4%
7 INDV INDIVIOR PHARMACEUTICALS INC $251.4M 3.49% 6,127,212 -12.3%
8 TDS TELEPHONE AND DATA SYSTEMS INC $195.5M 2.71% 5,282,905 +23.1%
9 VNOM VIPER ENERGY INC $160.8M 2.23% 3,791,432 unchanged
10 CORZ CORE SCIENTIFIC INC Call option $128.0M 1.78% 5,000,000 +42.9%
11 CORZ CORE SCIENTIFIC INC $127.8M 1.77% 4,993,708 -46.6%
12 TLNE TALEN ENERGY CORP $127.2M 1.77% 331,117 unchanged
13 B BARRICK MINING CORP $117.8M 1.63% 3,206,087 +22.1%
14 ITUB ITAU UNIBANCO HOLDING SA $97.9M 1.36% 11,977,665 -1.7%
15 LIBERTY GLOBAL LTD $97.2M 1.35% 8,551,191 unchanged
16 OAKTREE SPECIALTY LENDING CORP $94.0M 1.30% 7,872,199 +325.0%
17 FCX FREEPORT-MCMORAN INC $75.5M 1.05% 1,201,122 -1.6%
18 GRUPO AEROMEXICO SAB DE CV $71.4M 0.99% 3,968,686 unchanged
19 KRC KILROY REALTY CORP $69.3M 0.96% 1,850,011 unchanged
20 PEBBLEBROOK HOTEL TRUST Bond $63.1M 0.88% 63,534,000 Principal +10.0%
21 BIOMARIN PHARMACEUTICAL INC Bond $62.4M 0.87% 64,025,000 Principal +14.4%
22 SEA LTD Bond $62.1M 0.86% 62,567,000 Principal +30.7%
23 ETSY INC Bond $61.2M 0.85% 66,836,000 Principal +9.2%
24 SE SEA LTD $60.9M 0.85% 635,443 new
25 LILAK LIBERTY LATIN AMERICA LTD $58.9M 0.82% 7,559,083 +31.5%
26 ENPHASE ENERGY INC Bond $57.6M 0.80% 61,820,000 Principal +9.2%
27 DEXCOM INC Bond $57.1M 0.79% 61,148,000 Principal +51.3%
28 BLCO BAUSCH LOMB CORP $57.0M 0.79% 3,441,042 +1.7%
29 VSAT VIASAT INC $56.6M 0.79% 630,280 new
30 ECHOSTAR CORP Bond $56.3M 0.78% 18,000,001 Principal unchanged
31 MARRIOTT VACATIONS WORLDWIDE CORP Bond $56.0M 0.78% 56,893,000 Principal +9.2%
32 DRAFTKINGS INC Bond $54.5M 0.76% 58,501,000 Principal +31.9%
33 CONMED CORP Bond $52.5M 0.73% 53,645,000 Principal +48.2%
34 MMYT MAKEMYTRIP LTD $52.4M 0.73% 983,068 new
35 RIOT PLATFORMS INC Bond $52.3M 0.73% 26,000,000 Principal -67.4%
36 TELADOC HEALTH INC Bond $52.3M 0.73% 53,624,000 Principal +62.2%
37 BENTLEY SYSTEMS INC Bond $52.2M 0.72% 54,264,000 Principal +15.5%
38 MATW MATTHEWS INTERNATIONAL CORP $51.8M 0.72% 1,925,992 new
39 XP XP INC $50.7M 0.70% 3,116,809 -1.7%
40 UNITY SOFTWARE INC Bond $48.6M 0.68% 49,426,000 Principal +37.5%
41 FIVE9 INC Bond $47.4M 0.66% 53,306,000 Principal +145.2%
42 LYB LYONDELLBASELL INDUSTRIES NV Put option $47.4M 0.66% 900,000 +80.0%
43 SHIFT4 PAYMENTS INC Bond $46.3M 0.64% 48,444,000 Principal +77.6%
44 YPF YPF SA $45.1M 0.63% 991,346 +11.8%
45 TAC TRANSALTA CORP $41.5M 0.58% 3,000,000 -53.2%
46 VC VISTEON CORP Put option $39.7M 0.55% 400,000 new
47 RWAY RUNWAY GROWTH FINANCE CORP $39.4M 0.55% 7,029,667 unchanged
48 ENOVIS CORP Bond $37.8M 0.52% 39,207,000 Principal new
49 AMPHASTAR PHARMACEUTICALS INC Bond $37.2M 0.52% 40,880,000 Principal +7.5%
50 AFFIRM HOLDINGS INC Bond $34.3M 0.48% 34,815,000 Principal +201.8%
51 ARRAY TECHNOLOGIES INC Bond $31.6M 0.44% 33,985,000 Principal +9.5%
52 ERJ EMBRAER SA $28.1M 0.39% 439,706 -1.8%
53 SNAP INC Bond $26.7M 0.37% 28,018,000 Principal +41.9%
54 USM ARRAY DIGITAL INFRASTRUCTURE INC $25.3M 0.35% 696,858 -3.8%
55 RICE ACQUISITION CORP 3 $25.2M 0.35% 2,400,000 unchanged
56 SHAZ SHARONAI HOLDINGS INC $24.5M 0.34% 289,456 -71.1%
57 SPECTRUM BRANDS HOLDINGS INC Bond $24.5M 0.34% 23,452,000 Principal -10.2%
58 TX TERNIUM SA $24.4M 0.34% 572,324 -1.8%
59 QMCO QUANTUM CORP $22.1M 0.31% 2,011,678 new
60 WINNEBAGO INDUSTRIES INC Bond $18.7M 0.26% 20,074,000 Principal +114.1%
61 BLOCK INC Bond $17.1M 0.24% 17,983,000 Principal +63.7%
62 SNAP INC Bond $16.1M 0.22% 17,474,000 Principal +191.2%
63 SMPL SIMPLY GOOD FOODS CO/THE $16.0M 0.22% 1,203,889 +6.6%
64 COGENT BIOSCIENCES INC Bond $14.8M 0.21% 11,890,000 Principal +16.3%
65 SGRY SURGERY PARTNERS INC $14.5M 0.20% 862,588 new
66 BLACKSTONE MORTGAGE TRUST INC Bond $14.1M 0.20% 14,064,000 Principal +8.5%
67 UPWORK INC Bond $14.0M 0.20% 14,154,000 Principal +13.2%
68 WORKIVA INC Bond $14.0M 0.20% 14,970,000 Principal new
69 ETSY INC Bond $13.9M 0.19% 11,974,000 Principal new
70 REDFIN CORP Bond $13.5M 0.19% 14,041,000 Principal +52.7%
71 STARWOOD PROPERTY TRUST INC Bond $12.1M 0.17% 11,894,933 Principal new
72 BTDR BITDEER TECHNOLOGIES GROUP Call option $11.9M 0.17% 750,000 new
73 SNOWFLAKE INC Bond $11.9M 0.17% 7,147,000 Principal +346.7%
74 NABORS INDUSTRIES LTD Bond $11.3M 0.16% 11,880,000 Principal -26.4%
75 AEROVIRONMENT INC Bond $11.3M 0.16% 11,799,000 Principal +14.4%
76 ITRON INC Bond $11.2M 0.16% 11,216,000 Principal +8.4%
77 ZIFF DAVIS INC Bond $11.1M 0.15% 11,230,000 Principal +11.3%
78 MFGCD MAYFAIR GOLD CORP $11.1M 0.15% 4,500,000 unchanged
79 ARROWHEAD PHARMACEUTICALS INC Bond $11.0M 0.15% 9,146,000 Principal -17.3%
80 MOON.V BLUE MOON METALS INC $10.7M 0.15% 1,685,000 unchanged
81 ENVISTA HOLDINGS CORP Bond $10.3M 0.14% 10,206,000 Principal -36.1%
82 CLOUDFLARE INC Bond $10.2M 0.14% 8,050,000 Principal new
83 RAPID7 INC Bond $9.7M 0.14% 10,061,000 Principal +503.2%
84 FRESHPET INC Bond $9.2M 0.13% 7,913,000 Principal new
85 ALPHATEC HOLDINGS INC Bond $9.1M 0.13% 9,177,000 Principal new
86 SMRT SMARTRENT INC $8.9M 0.12% 7,505,294 unchanged
87 UPSTART HOLDINGS INC Bond $8.3M 0.12% 8,312,000 Principal +70.7%
88 SITIME CORP Bond $8.1M 0.11% 7,300,000 Principal new
89 REDWOOD TRUST INC Bond $8.0M 0.11% 7,881,000 Principal -4.4%
90 DOORDASH INC Bond $8.0M 0.11% 8,089,000 Principal new
91 JD.COM INC Bond $7.9M 0.11% 8,065,000 Principal -27.0%
92 ALARM.COM HOLDINGS INC Bond $7.8M 0.11% 8,171,000 Principal +710.6%
93 PENNYMAC MORTGAGE INVESTMENT TRUST Bond $7.3M 0.10% 7,101,000 Principal +78.8%
94 CERENCE INC Bond $7.2M 0.10% 7,887,000 Principal +32.7%
95 CELCUITY INC Bond $7.1M 0.10% 6,250,000 Principal new
96 MX MAGNACHIP SEMICONDUCTOR CORP $7.1M 0.10% 1,500,000 -47.4%
97 WORKIVA INC Bond $7.1M 0.10% 7,100,000 Principal new
98 CRACKER BARREL OLD COUNTRY STORE INC Bond $6.9M 0.10% 6,708,000 Principal new
99 ETSY INC Bond $6.9M 0.10% 7,233,000 Principal new
100 PAGERDUTY INC Bond $6.7M 0.09% 7,125,000 Principal +20.1%
45 more positions (together 1.8% of the portfolio)

The “Shares vs. prior quarter” column shows how the number of shares held changed compared with the previous quarterly filing — not the stock’s price performance. For bonds (flagged “Bond”) the quantity column carries the principal amount rather than a share count.

About Howard Marks

Howard Marks co-founded Oaktree Capital Management in 1995 and has spent three decades building one of the world's leading credit investors, with a deep specialty in distressed debt and high-yield bonds. He's best known outside credit circles for his memos — candid, widely-read notes on markets and psychology that Warren Buffett has said he drops everything to read. Marks built his reputation on a simple but hard-to-execute idea: you can't predict where markets are headed, but you can figure out where you stand in the cycle and position accordingly. His books, The Most Important Thing and Mastering the Market Cycle, lay out what he calls second-level thinking — reasoning past the consensus rather than with it.

Here's the catch for this page: Oaktree's real business runs on credit, not public stocks. Distressed debt, high-yield bonds, and private credit make up the bulk of what the firm manages, and none of that shows up in an SEC Form 13F — the quarterly disclosure institutional investors with over $100 million in assets must file with US regulators. A 13F only captures US-listed long equity positions, arrives up to 45 days after quarter-end, and skips bonds, credit, short positions, and returns entirely. What you see in the table above is a narrow, equity-only slice of Oaktree's holdings, not the full picture of how Marks and his team actually invest.

Frequently Asked Questions

Through Oaktree Capital, Howard Marks holds a relatively small number of US stocks, often tied to cyclical industries or companies that have gone through restructuring — a natural extension of Oaktree's credit and distressed-investing focus. The table above shows the complete, current list of holdings and their weightings, based on the most recently reported filing.

Oaktree's latest reported buys and sells are shown directly in the portfolio table on this page, updated each time a new SEC filing is processed. Because 13F filings are only submitted quarterly and can be published up to 45 days after quarter-end, they always reflect a past snapshot rather than real-time trading.

Howard Marks built his approach around understanding market cycles and what he calls second-level thinking — reasoning differently and more deeply than the crowd. Rather than forecasting, he emphasizes risk awareness, patience, and contrarian discipline: leaning in when fear drives prices down, and pulling back when euphoria pushes them up.

A 13F filing, formally SEC Form 13F, is a quarterly disclosure that institutional investment managers overseeing more than $100 million must file with the US Securities and Exchange Commission. It lists only US-listed long equity positions as of quarter-end, is published up to 45 days later, and excludes bonds, credit, short positions, and performance figures.

Because Oaktree is fundamentally a credit investor: most of its assets under management sit in distressed debt, high-yield bonds, and private credit funds — none of which fall under 13F disclosure rules, which apply only to US equities. The stock positions shown on this page are a narrow slice of Oaktree's actual business, not the whole picture.

Source

SEC Form 13F — the mandatory quarterly disclosure institutional investment managers file with the U.S. Securities and Exchange Commission (SEC). One filing per quarter, submitted up to 45 days after the reporting date; values are market values on that date, in US dollars.

These pages show reported holdings. They are not investment advice and not a recommendation to buy.

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