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Buy Day today: Neutral (56) Mixed market breadth · no major macro event
SIEB

Siebert Financial Corp

Financial Services · Capital Markets

2.00$ +5.3% vs. previous close Closing price · As of: Nov 2, 2026

Ownership

Ownership Structure

Who owns Siebert Financial Corp (SIEB)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions. 53.4% of the shares are freely tradable; institutional investors hold 8.0%.

Institutional ownership ?Share of the stock held by institutional investors (funds, banks, insurers) according to regulatory filings. 8.0%
Insiders ?Share of the stock held by the executives, founders and major shareholders of the company itself. 64.7%
Float ?Share of stock freely tradable on the market — not locked up in the hands of founders, insiders, or major shareholders. 53.4%
Short % of float ?Shares sold short as a percentage of the freely tradable float — high values signal many bets on falling prices. 1.3%
Shares Outstanding ?Total number of shares issued. Price times share count gives market cap. 41Mio.

Largest Shareholders

Institutions

Institutions SIEB
Name Stake (%) Shares Change (%) Date
CANTOR FITZGERALD, L. P. 2.50 1,031,822 +0.0 06/30/2026
Vanguard Capital Management, LLC 1.33 549,720 -0.2 06/30/2026
Geode Capital Management, LLC 0.62 253,888 -41.7 06/30/2026
Cetera Investment Advisers 0.36 146,990 +0.4 06/30/2026
Millennium Management LLC 0.29 121,232 +0.0 06/30/2026
Vanguard Fiduciary Trust Co 0.26 107,626 -4.7 06/30/2026
BlackRock Inc 0.25 101,946 -86.9 06/30/2026
The Goldman Sachs Group Inc 0.14 56,158 +55.7 06/30/2026

Funds

Funds SIEB
Name Stake (%) Shares Change (%) Date
Vanguard MStar Total Stk Mkt Idx Invest 0.78 322,275 +0.0 09/30/2026
Fidelity Extended Market Index 0.28 114,365 -0.5 08/31/2026

Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.

Insider holdings

Insider holdings SIEB
Person Role Shares Value As of Type
Gebbia John J CEO 9,794,994 19,589,988 $ Sep 2, 2026 indirect
Gebbia Gloria E Director 9,794,994 19,589,988 $ Sep 2, 2026 indirect
Gebbia Richard Member of 10% owner group 593,613 1,187,226 $ Sep 28, 2026 indirect
Gebbia John M. Director 524,680 1,049,360 $ Sep 28, 2026 indirect
Gebbia David Member of 10% owner group 391,340 782,680 $ Sep 28, 2026 indirect

Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.

Insiders

Insider Transactions

Insider Transactions
Date Person Role Type Shares Price Value
Sep 28, 2026 Gebbia David Member of 10% owner group Other 17,340 0.00 –
Sep 28, 2026 Gebbia John M. Director Other 34,680 0.00 –
Sep 28, 2026 Gebbia Richard Member of 10% owner group Other 17,340 0.00 –
Sep 2, 2026 Gebbia John J CEO Other 10,000 0.00 –
Sep 2, 2026 Gebbia Gloria E Director Other 10,000 0.00 –
Aug 26, 2026 Gebbia John J CEO Other 22,500 0.00 –
Aug 26, 2026 Gebbia Gloria E Director Other 22,500 0.00 –
May 28, 2026 Gebbia Richard Member of 10% owner group Buy 15,000 1.86 27,900

Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →

Data as of: November 2, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)

Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.

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