Saratoga Investment Corp
Ownership
Ownership Structure
Who owns Saratoga Investment Corp (SAR)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions. 84.7% of the shares are freely tradable; institutional investors hold 11.6%.
Largest Shareholders
Institutions
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| Lido Advisors, LLC | 1.24 | 199,138 | +0.0 | 03/31/2026 |
| Private Advisor Group, LLC | 0.91 | 146,681 | -11.2 | 06/30/2026 |
| Hennion & Walsh Asset Management Inc | 0.79 | 127,040 | -7.7 | 06/30/2026 |
| Legal & General Group PLC | 0.76 | 122,941 | +4.8 | 03/31/2026 |
| International Assets Investment Management, LLC | 0.72 | 116,012 | +40.8 | 06/30/2026 |
| LPL Financial Corp | 0.71 | 113,995 | +0.2 | 03/31/2026 |
| Advisors Asset Management | 0.66 | 106,625 | +5.2 | 03/31/2026 |
| Wells Fargo & Co | 0.53 | 85,267 | +2.9 | 03/31/2026 |
| Ethos Financial Group LLC | 0.35 | 56,533 | +7.0 | 06/30/2026 |
| BlackRock Inc | 0.34 | 54,596 | -42.6 | 03/31/2026 |
Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.
Insider holdings
| Person | Role | Shares | Value | As of | Type |
|---|---|---|---|---|---|
| Oberbeck Christian L | CEO and Director | 18,477 | 315,957 $ | Sep 9, 2026 | indirect |
Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.
Insiders
Insider Transactions
| Date | Person | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 9, 2026 | Oberbeck Christian L | CEO and Director | Other | 290 | 0.00 | – |
| Aug 18, 2026 | Oberbeck Christian L | CEO and Director | Other | 280 | 0.00 | – |
Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →
Data as of: September 25, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)
Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.