Penguin Solutions, Inc.
Ownership
Ownership Structure
Who owns Penguin Solutions, Inc. (PENG)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions. 96.8% of the shares are freely tradable; institutional investors hold 117.0%.
Largest Shareholders
Institutions
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| BlackRock Inc | 14.93 | 7,652,384 | -0.9 | 06/30/2026 |
| FMR Inc | 12.03 | 6,166,682 | +33.7 | 06/30/2026 |
| Amvescap Plc. | 8.89 | 4,553,215 | +14.2 | 06/30/2026 |
| State Street Corp | 6.11 | 3,128,616 | -2.9 | 06/30/2026 |
| Vanguard Portfolio Management, LLC | 5.83 | 2,984,926 | -17.2 | 06/30/2026 |
| Dimensional Fund Advisors, Inc. | 4.67 | 2,393,508 | +0.0 | 06/30/2026 |
| Vanguard Capital Management, LLC | 4.12 | 2,111,433 | -2.5 | 06/30/2026 |
| Barrow Hanley Mewhinney & Strauss LLC | 3.86 | 1,975,948 | +10.4 | 06/30/2026 |
Funds
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 5.95 | 3,050,940 | +0.0 | 09/30/2026 |
| Invesco Small Cap Value A | 5.95 | 3,047,185 | -21.8 | 08/31/2026 |
Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.
Insider holdings
| Person | Role | Shares | Value | As of | Type |
|---|---|---|---|---|---|
| Shaikh Kashif | President and CEO | 430,013 | 22,317,675 $ | Sep 29, 2026 | direct |
| Kuykendall Anne | SVP and Chief Legal Officer | 141,988 | 7,369,177 $ | Oct 22, 2026 | direct |
| Clark Joseph Gates | SVP and Pres, Optimized LED | 85,853 | 4,455,771 $ | Oct 23, 2026 | direct |
| Frey Anthony George | SVP and Chief Revenue Officer | 77,853 | 4,040,571 $ | Oct 29, 2026 | direct |
| Cumming Stephen | SVP and CFO | 33,502 | 1,738,754 $ | Oct 6, 2026 | direct |
| Johnson Aaron Michael | Interim CFO | 31,882 | 1,654,676 $ | Jul 20, 2026 | direct |
Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.
Insiders
Insider Transactions
| Date | Person | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Oct 29, 2026 | Frey Anthony George | SVP and Chief Revenue Officer | Sell | 1,500 | 59.48 | 89,222 |
| Oct 29, 2026 | Frey Anthony George | SVP and Chief Revenue Officer | Sell | 3,131 | 58.64 | 183,590 |
| Oct 23, 2026 | Clark Joseph Gates | SVP and Pres, Optimized LED | Sell | 869 | 51.52 | 44,771 |
| Oct 22, 2026 | Kuykendall Anne | SVP and Chief Legal Officer | Sell | 738 | 55.08 | 40,649 |
| Oct 20, 2026 | Frey Anthony George | SVP and Chief Revenue Officer | Other | 5,184 | 56.54 | 293,103 |
| Oct 20, 2026 | Clark Joseph Gates | SVP and Pres, Optimized LED | Other | 1,339 | 56.54 | 75,707 |
| Oct 20, 2026 | Kuykendall Anne | SVP and Chief Legal Officer | Other | 3,062 | 56.54 | 173,125 |
| Oct 6, 2026 | Cumming Stephen | SVP and CFO | Other | 33,502 | 0.00 | – |
| Oct 3, 2026 | Clark Joseph Gates | SVP and Pres, Optimized LED | Other | 13,437 | 61.36 | 824,494 |
| Oct 3, 2026 | Clark Joseph Gates | SVP and Pres, Optimized LED | Other | 30,932 | 0.00 | – |
| Oct 3, 2026 | Kuykendall Anne | SVP and Chief Legal Officer | Other | 20,984 | 61.36 | 1,287,578 |
| Oct 3, 2026 | Kuykendall Anne | SVP and Chief Legal Officer | Other | 41,242 | 0.00 | – |
| Sep 29, 2026 | Shaikh Kashif | President and CEO | Other | 53,927 | 0.00 | – |
| Sep 29, 2026 | Frey Anthony George | SVP and Chief Revenue Officer | Other | 11,555 | 0.00 | – |
| Sep 29, 2026 | Clark Joseph Gates | SVP and Pres, Optimized LED | Other | 7,222 | 0.00 | – |
| Sep 29, 2026 | Kuykendall Anne | SVP and Chief Legal Officer | Other | 11,555 | 0.00 | – |
| Aug 24, 2026 | Kuykendall Anne | SVP and Chief Legal Officer | Sell | 100 | 51.34 | 5,134 |
| Aug 24, 2026 | Kuykendall Anne | SVP and Chief Legal Officer | Sell | 3,300 | 50.73 | 167,393 |
| Aug 24, 2026 | Kuykendall Anne | SVP and Chief Legal Officer | Sell | 600 | 49.62 | 29,774 |
| Jul 23, 2026 | Clark Joseph Gates | SVP and Pres, Optimized LED | Sell | 1,327 | 57.47 | 76,263 |
| Jul 22, 2026 | Kuykendall Anne | SVP and Chief Legal Officer | Sell | 739 | 56.12 | 41,473 |
| Jul 20, 2026 | Johnson Aaron Michael | Interim CFO | Other | 896 | 60.41 | 54,127 |
| Jul 20, 2026 | Frey Anthony George | SVP and Chief Revenue Officer | Other | 532 | 60.41 | 32,138 |
| Jul 20, 2026 | Clark Joseph Gates | SVP and Pres, Optimized LED | Other | 2,042 | 60.41 | 123,357 |
| Jul 20, 2026 | Kuykendall Anne | SVP and Chief Legal Officer | Other | 3,061 | 60.41 | 184,915 |
| Apr 22, 2026 | Anne Kuykendall | SVP | Sell | 738 | 27.92 | 20,605 |
Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →
Data as of: October 30, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)
Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.