Neostellar Capital Corp.
Ownership
Ownership Structure
Who owns Neostellar Capital Corp. (NSLR)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions. 91.4% of the shares are freely tradable; institutional investors hold 25.6%.
Largest Shareholders
Institutions
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| Gabelli Funds LLC | 4.64 | 1,227,056 | -5.9 | 06/30/2026 |
| Thomas J Herzfeld Advisors Inc | 2.98 | 788,403 | +2,324.5 | 06/30/2026 |
| Kingsview Wealth Management, LLC | 2.13 | 564,301 | +112.7 | 06/30/2026 |
| GatePass Capital, LLC | 1.92 | 508,150 | +0.4 | 06/30/2026 |
| Needham Investment Management, LLC | 1.61 | 426,594 | +0.0 | 06/30/2026 |
| Franklin Templeton Inc | 1.10 | 290,917 | -3.3 | 06/30/2026 |
| We Are One Seven, LLC | 0.98 | 258,244 | -1.4 | 06/30/2026 |
| Gamco Investors, Inc. Et Al | 0.92 | 243,500 | -0.4 | 06/30/2026 |
Funds
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| Gabelli Equity Trust | 2.25 | 596,168 | -5.9 | 06/30/2026 |
| Gabelli Dividend & Income | 1.44 | 381,402 | -4.1 | 06/30/2026 |
Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.
Insider holdings
| Person | Role | Shares | Value | As of | Type |
|---|---|---|---|---|---|
| Klein Mark D | Chairman, CEO and President | 1,763,796 | 10,935,535 $ | Sep 21, 2026 | direct |
| Potter Leonard | Director | 125,815 | 780,053 $ | Nov 6, 2026 | direct |
| Falk Erik A | Director | 50,000 | 310,000 $ | Aug 26, 2026 | indirect |
| Lott Ronald M. | Director | 16,432 | 101,878 $ | Sep 3, 2026 | indirect |
Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.
Insiders
Insider Transactions
| Date | Person | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Nov 6, 2026 | Potter Leonard | Director | Buy | 20,000 | 5.76 | 115,200 |
| Sep 21, 2026 | Klein Mark D | Chairman, CEO and President | Buy | 5,000 | 7.91 | 39,550 |
| Sep 3, 2026 | Lott Ronald M. | Director | Sell | 5,085 | 9.96 | 50,647 |
| Aug 26, 2026 | Falk Erik A | Director | Buy | 50,000 | 10.22 | 511,000 |
Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →
Data as of: November 11, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)
Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.