LPL Financial Holdings Inc
Ownership
Ownership Structure
Who owns LPL Financial Holdings Inc (LPLA)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions. 99.3% of the shares are freely tradable; institutional investors hold 105.8%.
Largest Shareholders
Institutions
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| BlackRock Inc | 6.32 | 4,974,255 | -0.3 | 03/31/2026 |
| Dodge & Cox | 5.81 | 4,578,679 | +10.4 | 06/30/2026 |
| Boston Partners Global Investors, Inc | 5.40 | 4,250,828 | +2.9 | 06/30/2026 |
| Massachusetts Financial Services Company | 4.91 | 3,869,359 | +4.0 | 03/31/2026 |
| Vanguard Portfolio Management, LLC | 4.89 | 3,851,978 | +0.0 | 03/31/2026 |
| HHG PLC | 4.66 | 3,666,780 | +8.6 | 03/31/2026 |
| Vanguard Capital Management, LLC | 4.57 | 3,596,968 | +0.0 | 03/31/2026 |
| Principal Financial Group Inc | 3.41 | 2,684,964 | +1.8 | 06/30/2026 |
Funds
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| Dodge & Cox Stock I | 3.83 | 3,017,127 | +8.1 | 06/30/2026 |
| Vanguard MStar Total Stk Mkt Idx Invest | 3.23 | 2,546,749 | +0.3 | 07/31/2026 |
Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.
Insider holdings
| Person | Role | Shares | Value | As of | Type |
|---|---|---|---|---|---|
| Putnam James S | Director | 135,298 | 44,634,645 $ | Aug 28, 2026 | direct |
| Schifter Richard P | Director | 39,192 | 12,929,299 $ | Aug 28, 2026 | direct |
| Glavin William Francis Jr | Director | 24,074 | 7,942,013 $ | Aug 28, 2026 | direct |
| Gates Greg | Group Managing Director | 23,602 | 7,786,300 $ | Aug 20, 2026 | direct |
| Eberhart Paulett | Director | 17,764 | 5,860,344 $ | Aug 28, 2026 | direct |
| Bernard Edward C | Director | 16,262 | 5,364,834 $ | Aug 28, 2026 | direct |
| Thomas Corey E. | Director | 14,912 | 4,919,469 $ | Aug 28, 2026 | direct |
| Enyedi Matthew | Group Managing Director | 13,121 | 4,328,618 $ | Jul 31, 2026 | direct |
| Mnookin Allison | Director | 11,763 | 3,880,614 $ | Aug 28, 2026 | direct |
| Jambusaria Aneri | Group Managing Director | 6,107 | 2,014,699 $ | Aug 27, 2026 | direct |
| Field Emily | Group Managing Director | 1,833 | 604,707 $ | Sep 5, 2026 | direct |
| Reeping Katharine | Principal Accounting Officer | 1,774 | 585,228 $ | Sep 11, 2026 | direct |
Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.
Insiders
Insider Transactions
| Date | Person | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 11, 2026 | Reeping Katharine | Principal Accounting Officer | Sell | 440 | 347.88 | 153,067 |
| Sep 5, 2026 | Field Emily | Group Managing Director | Other | 106 | 359.33 | 38,089 |
| Aug 28, 2026 | Thomas Corey E. | Director | Other | 4 | 0.00 | – |
| Aug 28, 2026 | Schifter Richard P | Director | Other | 14 | 0.00 | – |
| Aug 28, 2026 | Putnam James S | Director | Other | 7 | 0.00 | – |
| Aug 28, 2026 | Mnookin Allison | Director | Other | 2 | 0.00 | – |
| Aug 28, 2026 | Glavin William Francis Jr | Director | Other | 10 | 0.00 | – |
| Aug 28, 2026 | Eberhart Paulett | Director | Other | 4 | 0.00 | – |
| Aug 28, 2026 | Bernard Edward C | Director | Other | 3 | 0.00 | – |
| Aug 27, 2026 | Jambusaria Aneri | Group Managing Director | Sell | 308 | 357.36 | 110,067 |
| Aug 20, 2026 | Gates Greg | Group Managing Director | Sell | 4,119 | 355.38 | 1,463,810 |
| Aug 20, 2026 | Gates Greg | Group Managing Director | Other | 7,189 | 77.53 | 557,363 |
| Aug 3, 2026 | Putnam James S | Director | Other | 2,000 | 0.00 | – |
| Jul 31, 2026 | Enyedi Matthew | Group Managing Director | Sell | 1 | 355.51 | 356 |
| Jul 31, 2026 | Enyedi Matthew | Group Managing Director | Sell | 51 | 354.52 | 18,081 |
| Jul 31, 2026 | Enyedi Matthew | Group Managing Director | Sell | 296 | 353.37 | 104,598 |
| Jul 31, 2026 | Enyedi Matthew | Group Managing Director | Sell | 463 | 352.77 | 163,333 |
| Jul 31, 2026 | Enyedi Matthew | Group Managing Director | Sell | 189 | 351.06 | 66,350 |
Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →
Data as of: September 17, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)
Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.