Hercules Capital, Inc.
Ownership
Ownership Structure
Who owns Hercules Capital, Inc. (HTGC)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions. 91.8% of the shares are freely tradable; institutional investors hold 36.0%.
Largest Shareholders
Institutions
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| Van Eck Associates Corporation | 2.05 | 3,877,634 | +22.6 | 06/30/2026 |
| Sound Income Strategies | 1.93 | 3,667,518 | +8.4 | 06/30/2026 |
| Citadel Advisors Llc | 1.55 | 2,937,122 | +260.2 | 06/30/2026 |
| UBS Group AG | 1.40 | 2,645,744 | +6.1 | 06/30/2026 |
| Pandowealth. LLC | 1.32 | 2,507,600 | +0.0 | 06/30/2026 |
| Two Sigma Investments LLC | 1.20 | 2,265,824 | -2.5 | 06/30/2026 |
| LPL Financial Corp | 0.98 | 1,857,272 | +3.4 | 06/30/2026 |
| Morgan Stanley - Brokerage Accounts | 0.96 | 1,812,484 | +43.3 | 06/30/2026 |
| Legal & General Group PLC | 0.89 | 1,681,333 | +12.2 | 06/30/2026 |
Funds
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| VanEck BDC Income ETF | 1.31 | 2,476,064 | +0.4 | 10/31/2026 |
Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.
Insider holdings
| Person | Role | Shares | Value | As of | Type |
|---|---|---|---|---|---|
| Bluestein Scott | Chief Executive Officer | 2,455,200 | 39,037,680 $ | Oct 9, 2026 | direct |
| Meyer Seth H | President | 429,131 | 6,823,183 $ | Oct 9, 2026 | direct |
| Follmann Christian | Chief Operating Officer | 141,741 | 2,253,682 $ | Oct 9, 2026 | direct |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | 87,414 | 1,389,883 $ | Oct 9, 2026 | direct |
| Fichera Alfred | Director | 3,483 | 55,380 $ | Sep 17, 2026 | direct |
Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.
Insiders
Insider Transactions
| Date | Person | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Oct 9, 2026 | Follmann Christian | Chief Operating Officer | Other | 1,433 | 16.51 | 23,659 |
| Oct 9, 2026 | Follmann Christian | Chief Operating Officer | Other | 1,365 | 16.51 | 22,536 |
| Oct 9, 2026 | Botelho Kiersten Zaza | Chief Legal Officer & CCO | Other | 956 | 16.51 | 15,784 |
| Oct 9, 2026 | Botelho Kiersten Zaza | Chief Legal Officer & CCO | Other | 1,018 | 16.51 | 16,807 |
| Oct 9, 2026 | Meyer Seth H | President | Other | 3,458 | 16.51 | 57,092 |
| Oct 9, 2026 | Meyer Seth H | President | Other | 3,011 | 16.51 | 49,712 |
| Oct 9, 2026 | Bluestein Scott | Chief Executive Officer | Other | 10,652 | 16.51 | 175,865 |
| Oct 9, 2026 | Bluestein Scott | Chief Executive Officer | Other | 9,741 | 16.51 | 160,824 |
| Sep 17, 2026 | Fichera Alfred | Director | Other | 3,483 | 17.76 | 61,858 |
| Sep 9, 2026 | Meyer Seth H | President | Other | 5 | 17.61 | 88 |
Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →
Data as of: November 12, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)
Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.