Hercules Capital, Inc.
Ownership
Ownership Structure
Who owns Hercules Capital, Inc. (HTGC)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions. 91.6% of the shares are freely tradable; institutional investors hold 36.0%.
Largest Shareholders
Institutions
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| Sound Income Strategies | 1.96 | 3,667,518 | +8.4 | 06/30/2026 |
| Van Eck Associates Corporation | 1.69 | 3,163,981 | -8.5 | 03/31/2026 |
| Citadel Advisors Llc | 1.57 | 2,937,122 | +260.2 | 06/30/2026 |
| UBS Group AG | 1.33 | 2,493,992 | +49.2 | 03/31/2026 |
| Two Sigma Investments LLC | 1.21 | 2,265,824 | -2.5 | 06/30/2026 |
| Qube Research & Technologies | 1.19 | 2,235,750 | +46.5 | 03/31/2026 |
| LPL Financial Corp | 0.96 | 1,795,677 | -1.5 | 03/31/2026 |
| Legal & General Group PLC | 0.80 | 1,498,653 | +8.4 | 03/31/2026 |
Funds
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| VanEck BDC Income ETF | 1.64 | 3,072,058 | +0.3 | 08/29/2026 |
| Putnam BDC Income ETF | 0.82 | 1,532,006 | +0.0 | 08/31/2026 |
Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.
Insider holdings
| Person | Role | Shares | Value | As of | Type |
|---|---|---|---|---|---|
| Meyer Seth H | President | 435,600 | 7,361,640 $ | Sep 9, 2026 | direct |
| Fichera Alfred | Director | 3,483 | 58,863 $ | Sep 17, 2026 | direct |
Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.
Insiders
Insider Transactions
| Date | Person | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 17, 2026 | Fichera Alfred | Director | Other | 3,483 | 17.76 | 61,858 |
| Sep 9, 2026 | Meyer Seth H | President | Other | 5 | 17.61 | 88 |
Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →
Data as of: September 28, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)
Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.