Great Elm Capital Corp
Ownership
Ownership Structure
Who owns Great Elm Capital Corp (GECC)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions.
Largest Shareholders
Institutions
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| Becker Drapkin Management, L.P. | 2.76 | 383,971 | +0.0 | 06/30/2026 |
| Cruiser Capital Advisors, LLC | 0.92 | 127,470 | -2.6 | 03/31/2026 |
| Squarepoint Ops LLC | 0.47 | 64,942 | -38.8 | 03/31/2026 |
| Curi Capital, LLC | 0.43 | 60,000 | +0.0 | 03/31/2026 |
| Jane Street Group LLC | 0.30 | 41,244 | +32.1 | 03/31/2026 |
| Papamarkou Wellner Asset Management inc | 0.22 | 30,200 | +0.0 | 03/31/2026 |
| Crestwood Advisors LLC | 0.19 | 26,625 | +0.0 | 03/31/2026 |
| Rockefeller Capital Management L.P. | 0.18 | 25,000 | +150.0 | 03/31/2026 |
| Ethos Financial Group LLC | 0.17 | 24,059 | -8.6 | 06/30/2026 |
| TWO SIGMA SECURITIES, LLC | 0.12 | 17,066 | +0.0 | 03/31/2026 |
Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.
Insider holdings
| Person | Role | Shares | Value | As of | Type |
|---|---|---|---|---|---|
| Great Elm Group, Inc. | 10% Owner | 1,244,167 | 6,594,085 $ | Sep 21, 2026 | direct |
| Kleinman Adam M | CCO and Secretary | 57,229 | 303,314 $ | Sep 21, 2026 | direct |
| Davis Keri | CFO | 27,939 | 148,077 $ | Sep 21, 2026 | direct |
Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.
Insiders
Insider Transactions
| Date | Person | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 21, 2026 | Great Elm Group, Inc. | 10% Owner | Other | 111,958 | 0.00 | – |
| Sep 21, 2026 | Davis Keri | CFO | Other | 2,972 | 5.37 | 15,960 |
| Sep 21, 2026 | Davis Keri | CFO | Other | 1,372 | 0.00 | – |
| Sep 21, 2026 | Davis Keri | CFO | Other | 7,646 | 0.00 | – |
| Sep 21, 2026 | Kleinman Adam M | CCO and Secretary | Other | 3,451 | 5.37 | 18,532 |
| Sep 21, 2026 | Kleinman Adam M | CCO and Secretary | Other | 791 | 0.00 | – |
| Sep 21, 2026 | Kleinman Adam M | CCO and Secretary | Other | 15,292 | 0.00 | – |
Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →
Data as of: September 25, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)
Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.