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GAIN

Gladstone Investment Corporation

Financial Services · Asset Management

15.70$ +0.9% vs. previous close Closing price · As of: Oct 1, 2026

Ownership

Ownership Structure

Who owns Gladstone Investment Corporation (GAIN)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions.

Institutional ownership ?Share of the stock held by institutional investors (funds, banks, insurers) according to regulatory filings. 17.7%
Insiders ?Share of the stock held by the executives, founders and major shareholders of the company itself. 2.3%
Short % of float ?Shares sold short as a percentage of the freely tradable float — high values signal many bets on falling prices. 1.1%
Shares Outstanding ?Total number of shares issued. Price times share count gives market cap. 40Mio.

Largest Shareholders

Institutions

Institutions GAIN
Name Stake (%) Shares Change (%) Date
Van Eck Associates Corporation 2.02 804,098 +35.8 06/30/2026
Melia Wealth LLC 1.65 656,313 -38.6 06/30/2026
UBS Group AG 1.55 618,149 -15.6 06/30/2026
Two Sigma Investments LLC 1.47 584,106 -27.4 06/30/2026
Cooper Creek Partners Management LLC 1.45 576,289 +0.0 06/30/2026
Morgan Stanley - Brokerage Accounts 0.85 338,072 +0.7 03/31/2026
Legal & General Group PLC 0.85 337,067 +12.1 06/30/2026
PFG Advisors 0.59 236,628 -25.0 06/30/2026
BlackRock Inc 0.55 220,759 +6.4 06/30/2026

Funds

Funds GAIN
Name Stake (%) Shares Change (%) Date
VanEck BDC Income ETF 1.80 716,883 -0.2 09/29/2026

Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.

Insider holdings

Insider holdings GAIN
Person Role Shares Value As of Type
Ritchie Taylor Chief Financial Officer 4,353 68,339 $ Aug 18, 2026 direct

Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.

Insiders

Insider Transactions

Insider Transactions
Date Person Role Type Shares Price Value
Aug 18, 2026 Ritchie Taylor Chief Financial Officer Buy 1,500 16.20 24,300

Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →

Data as of: October 1, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)

Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.

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