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Buy Day today: Poor (44) Weak market breadth · no major macro event
CSWC

Capital Southwest Corporation

Financial Services · Asset Management

23.50$ -0.9% vs. previous close Closing price · As of: Nov 12, 2026

Ownership

Ownership Structure

Who owns Capital Southwest Corporation (CSWC)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions. 97.0% of the shares are freely tradable; institutional investors hold 52.9%.

Institutional ownership ?Share of the stock held by institutional investors (funds, banks, insurers) according to regulatory filings. 52.9%
Insiders ?Share of the stock held by the executives, founders and major shareholders of the company itself. 2.8%
Float ?Share of stock freely tradable on the market — not locked up in the hands of founders, insiders, or major shareholders. 97.0%
Short % of float ?Shares sold short as a percentage of the freely tradable float — high values signal many bets on falling prices. 5.5%
Shares Outstanding ?Total number of shares issued. Price times share count gives market cap. 67Mio.

Largest Shareholders

Institutions

Institutions CSWC
Name Stake (%) Shares Change (%) Date
Van Eck Associates Corporation 2.40 1,526,667 +35.4 06/30/2026
UBS Group AG 1.91 1,218,244 +42.6 06/30/2026
Two Sigma Investments LLC 1.85 1,180,391 -49.8 06/30/2026
Sound Income Strategies 1.47 934,321 +3.4 06/30/2026
SMH Capital Inc. 1.19 759,992 -31.6 06/30/2026
Empowered Funds, LLC 0.82 525,697 -15.1 06/30/2026
Empirical Finance, LLC 0.82 525,500 -15.1 06/30/2026
Legal & General Group PLC 0.78 499,715 +12.8 06/30/2026
Cetera Investment Advisers 0.77 490,926 +8.4 06/30/2026

Funds

Funds CSWC
Name Stake (%) Shares Change (%) Date
VanEck BDC Income ETF 1.70 1,129,493 +0.4 10/31/2026

Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.

Insider holdings

Insider holdings CSWC
Person Role Shares Value As of Type
Thomas William R III Director 22,842 536,787 $ Oct 1, 2026 direct

Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.

Insiders

Insider Transactions

Insider Transactions
Date Person Role Type Shares Price Value
Oct 1, 2026 Thomas William R III Director Buy 2,170 23.04 50,005
Aug 10, 2026 Thomas William R III Director Other 1,989 0.00 –

Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →

Data as of: November 12, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)

Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.

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