Axos Financial Inc
Ownership
Ownership Structure
Who owns Axos Financial Inc (AX)? This page shows the largest institutions and funds, the ownership structure and the latest insider transactions. 95.3% of the shares are freely tradable; institutional investors hold 87.4%.
Largest Shareholders
Institutions
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| BlackRock Inc | 14.76 | 8,389,477 | +0.8 | 06/30/2026 |
| Vanguard Portfolio Management, LLC | 5.52 | 3,136,801 | +1.5 | 06/30/2026 |
| State Street Corp | 5.32 | 3,023,908 | +7.4 | 06/30/2026 |
| FMR Inc | 5.22 | 2,969,246 | +21.8 | 06/30/2026 |
| American Century Companies Inc | 4.76 | 2,705,653 | +7.8 | 06/30/2026 |
| Vanguard Capital Management, LLC | 4.34 | 2,466,744 | +0.5 | 06/30/2026 |
| Dimensional Fund Advisors, Inc. | 3.86 | 2,197,135 | +0.9 | 06/30/2026 |
| Geode Capital Management, LLC | 3.46 | 1,967,141 | +0.4 | 06/30/2026 |
Funds
| Name | Stake (%) | Shares | Change (%) | Date |
|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 5.97 | 3,396,319 | +0.0 | 09/30/2026 |
| Vanguard MStar Total Stk Mkt Idx Invest | 3.04 | 1,728,759 | +0.4 | 09/30/2026 |
Largest reported positions according to regulatory filings; stake as a percentage of shares outstanding, change versus the previous filing. Source: fundamentals data.
Insider holdings
| Person | Role | Shares | Value | As of | Type |
|---|---|---|---|---|---|
| Bar-Adon Eshel | EVP, Strategic Partnerships an | 131,051 | 11,847,010 $ | Sep 15, 2026 | direct |
| Swanson Brian D | President, Consumer Bank | 59,582 | 5,386,213 $ | Sep 15, 2026 | direct |
| Matsumoto Raymond D | EVP, Chief Operating Officer | 43,911 | 3,969,554 $ | Sep 15, 2026 | direct |
| Walsh Derrick | EVP, Chief Financial Officer | 42,058 | 3,802,043 $ | Sep 15, 2026 | direct |
| Tolla John Charles | EVP, Chief Risk Officer | 30,911 | 2,794,354 $ | Sep 15, 2026 | direct |
| Constantine Thomas M | EVP, Chief Credit Officer | 17,998 | 1,627,019 $ | Sep 15, 2026 | direct |
| Gill Ann | SVP, Chief Accounting Officer | 11,340 | 1,025,136 $ | Sep 15, 2026 | direct |
| Santi Roque A | Director | 7,146 | 645,998 $ | Aug 5, 2026 | direct |
| Watson Michael James | EVP, Head of Axos Securities | 6,183 | 558,943 $ | Sep 15, 2026 | direct |
| Thiele Candace L | EVP, Chief Administrative Offi | 1,583 | 143,103 $ | Sep 15, 2026 | direct |
Holdings as of each person's most recent SEC Form 4 filing — excluding options and RSUs, which are not shares yet. Holdings may have changed between two filings.
Insiders
Insider Transactions
| Date | Person | Role | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 15, 2026 | Watson Michael James | EVP, Head of Axos Securities | Other | 1,583 | 92.68 | 146,712 |
| Sep 15, 2026 | Watson Michael James | EVP, Head of Axos Securities | Other | 3,174 | 92.68 | 294,166 |
| Sep 15, 2026 | Thiele Candace L | EVP, Chief Administrative Offi | Other | 547 | 92.68 | 50,696 |
| Sep 15, 2026 | Thiele Candace L | EVP, Chief Administrative Offi | Other | 1,122 | 92.68 | 103,987 |
| Sep 15, 2026 | Gill Ann | SVP, Chief Accounting Officer | Other | 884 | 92.68 | 81,929 |
| Sep 15, 2026 | Gill Ann | SVP, Chief Accounting Officer | Other | 1,643 | 92.68 | 152,273 |
| Sep 15, 2026 | Constantine Thomas M | EVP, Chief Credit Officer | Other | 2,102 | 92.68 | 194,813 |
| Sep 15, 2026 | Constantine Thomas M | EVP, Chief Credit Officer | Other | 3,905 | 92.68 | 361,915 |
| Sep 15, 2026 | Bar-Adon Eshel | EVP, Strategic Partnerships an | Other | 1,956 | 92.68 | 181,282 |
| Sep 15, 2026 | Bar-Adon Eshel | EVP, Strategic Partnerships an | Other | 3,629 | 92.68 | 336,336 |
| Sep 15, 2026 | Swanson Brian D | President, Consumer Bank | Other | 1,822 | 92.68 | 168,863 |
| Sep 15, 2026 | Swanson Brian D | President, Consumer Bank | Other | 3,381 | 92.68 | 313,351 |
| Sep 15, 2026 | Tolla John Charles | EVP, Chief Risk Officer | Other | 1,885 | 92.68 | 174,702 |
| Sep 15, 2026 | Tolla John Charles | EVP, Chief Risk Officer | Other | 3,502 | 92.68 | 324,565 |
| Sep 15, 2026 | Walsh Derrick | EVP, Chief Financial Officer | Other | 2,222 | 92.68 | 205,935 |
| Sep 15, 2026 | Walsh Derrick | EVP, Chief Financial Officer | Other | 4,127 | 92.68 | 382,490 |
| Sep 15, 2026 | Matsumoto Raymond D | EVP, Chief Operating Officer | Other | 2,668 | 92.68 | 247,270 |
| Sep 15, 2026 | Matsumoto Raymond D | EVP, Chief Operating Officer | Other | 4,946 | 92.68 | 458,395 |
| Aug 5, 2026 | Santi Roque A | Director | Sell | 500 | 105.30 | 52,650 |
Reportable transactions by officers and major shareholders from SEC Form 4 filings. "Other" includes things like stock grants and option exercises without a buy/sell character. View all insider transactions →
Data as of: October 30, 2026 · Source: fundamental data & SEC filings (annual and quarterly reports, 10-K/10-Q)
Note: pure fact-based analysis, not investment advice and not a solicitation to buy or sell. All figures without guarantee.